Topic: Best Practices for Board Governance, Meeting Logistics, and Drafting Corporate Documents
Mr. Moore will be discussing and answering questions related to everyday governance issues from meeting logistics to drafting corporate governance documents (minutes, resolutions, appointments), proxy statements, and laws and regulations affecting the financial industry. Attendees are invited and highly encouraged to bring questions for Mr. Moore. This is an educational sectional meeting to address questions/issues in minutes and resolutions, and other drafted documents.
Speaker: Tom Moore, Vice President, Corporate Secretary and Chief Governance Officer
Tom Moore, Vice President, Corporate Secretary and Chief Governance Officer, Ameriprise Financial, Inc. has 43 years of experience as an in-house counsel at Fortune 500 financial services companies. He began his career at what is now The PNC Financial Services Group in Pittsburgh, Pennsylvania as Trust Counsel and became Vice President and Corporate Secretary. He joined Ameriprise Financial, Inc. in January 2006, shortly after its spin-off from American Express as a new public company. He specializes in the areas of: corporate governance; proxy statement disclosure; executive compensation; laws and regulations affecting the financial services industry; and corporate political activity, including political action committees and the SEC’s pay to play rule for investment advisers. Mr. Moore is active in several financial services trade associations and is a member of the Minnesota bar.
Remote attendance only.
CLE credit has been applied for this session.
Please RSVP by September 23, 2020.
If you have any questions or concerns, please contact Tracy Salwei at firstname.lastname@example.org.
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